Posts Tagged ‘Supreme Court’

Sotomayor, Obama and Presidential Power

Tuesday, May 26th, 2009

And the streak continues. If, as news reports indicate (and the formal announcement should come within a few minutes) Obama will nominate federal New York appeals court judge Sonia Sotomayor to replace David Souter on the Supreme Court, it will make it 17 of the last 20 nominees (by my unofficial count), dating back to Nixon’s administration, who were sitting federal appellate judges prior to being nominated to join the Supreme Court.  (This includes unsuccessful nominees).  In the end, despite expressing sympathy with Senator Leahy’s preference to choose a justice from outside the “judicial monastery”, Obama chose to play it safe. The key phrase is: “Administration officials say Sotomayor would bring more judicial experience to the Supreme Court than any justice confirmed in the past 70 years.”  Not elected experience – not experience in how the executive branch, or Congress, or the federal bureaucracy works.  She was selected – as has been the case with the last 10 justices in a row nominated for the highest court – for her judicial credentials. I will leave it to others with more expertise than I to judge the merits of Sotomayor’s selection, but I note that the decision almost certainly turned on more than her judicial expertise.  It was also almost certainly influenced by Obama’s recognition of the symbolic aspect of his choice of, and the potential political payoffs that will accrue from appointing, an Hispanic woman.

For the record, here’s a list of all Supreme Court nominees dating back to FDR’s presidency. Note the shift away from practicing politicians toward federal appellate justices during the last three decades – I’ve put the practical politicians in bold.  From this perspective, Sotomayor represents anything but change.

Positions Held by Supreme Court Nominees at the Time of Their Nominations, 1937-2009 (Adapted from data gathered by David Yalof).

Nominee

Year

Appointing President

Position Held

Hugo Black

1937

Roosevelt

U.S. senator

Stanley Reed

1938

Roosevelt

U.S. solicitor general

Felix Frankfurter

1939

Roosevelt

Law professor

William 0. Douglas

1939

Roosevelt

SEC chairman

Frank Murphy

1940

Roosevelt

U.S. attorney general

James Byrnes

1941

Roosevelt

U.S. senator

Harlan Stone (C.J.)

1941

Roosevelt

U.S. Supreme Court associate justice

Robert Jackson

1941

Roosevelt

U.S. attorney general

Wiley Rutledge

1943

Roosevelt

Federal appellate judge

Harold Burton

1945

Truman

U.S. senator

Fred Vinson (C.I.)

1946

Truman

U.S. Treasury Secretary

Tom C. Clark

1949

Truman

U.S. attorney general

Sherman Minton

1949

Truman

Federal appellate judge

Earl Warren (C.I.)

1953

Eisenhower

Governor of California

John M. HarlaN

1954

Eisenhower

Federal appellate judge

William Brennan

1956

Eisenhower

N.J. S. C. Judge

Charles Whittaker

1957

Eisenhower

Federal appellate judge

Potter Stewart

1958

Eisenhower

Federal appellate judge

Byron White

1962

Kennedy

Deputy attorney general

Arthur Goldberg

1962

Kennedy

U.S. secretary of labor

Abe Fortas

1965

Johnson

Private practice, presidential adviser

Thurgood Marshall

1967

Johnson

U.S. solicitor general

Abe Fortas (C.J., withdrew)

1968

Johnson

U.S. Supreme Court Associate Justice

Homer Thornberry (withdrew)

1968

Johnson

Federal appellate judge

Warren Burger (C.J.)

1969

Nixon

Federal appellate judge

Clement Haynsworth (rejected)

1969

Nixon

Federal appellate judge

G. Harrold Carswell (rejected)

1970

Nixon

Federal appellate judge

Harry Blackmun

1970

Nixon

Federal appellate judge

Lewis Powell

1971

Nixon

Private practice

William Rehnquist

1971

Nixon

Asst. attorney general

John Paul Stevens

1975

Ford

Federal appellate judge

Sandra Day O’Connor

1981

Reagan

Arizona appellate judge

William Rehnquist (C.J.)

1986

Reagan

U.S. Supreme Court associate justice

Antonin Scalia

1986

Reagan

Federal appellate judge

Robert Bork (rejected)

1987

Reagan

Federal appellate judge

Douglas Ginsburg (withdrew)

1987

Reagan

Federal appellate judge

Anthony Kennedy

1987

Reagan

Federal appellate judge

David Souter

1990

Bush I

Federal appellate judge

Clarence Thomas

1991

Bush I

Federal appellate judge

Ruth Bader Ginsburg

1993

Clinton

Federal appellate judge

Stephen Breyer

1994

Clinton

Federal appellate judge

John Roberts (C.J.)

2005

Bush II

Federal appellate judge

Samuel Alito

2006

Bush II

Federal appellate judge

Sonia Sotomayor

2009

Obama

Federal appellate judge

As for Sotomayor, from here the path toward almost certain confirmation goes as follows: the Senate Judiciary Committee is slated to hold hearings sometime this summer (this involves both written depositions and of course open hearings), which should lead to formal Senate approval before Congress adjourns for its summer recess in early August.  So Sotomayor will likely take her seat in time for the start of the new Court session on October 5.  (I talk briefly about the likely politics of the nomination process below).

What is of more interest to me, however, is what her selection reveals about the basis of presidential power.  Political scientists, like baseball writers evaluating hitters, have devised numerous means of measuring a president’s influence in Congress.  I will devote a separate post to discussing these, but in brief, they often center on the creation of legislative “box scores” designed to measure how many times a president’s preferred piece of legislation, or nominee to the executive branch or the courts, is approved by Congress.  That is, how many pieces of legislation that the president supports actually pass Congress? How often do members of Congress vote with the president’s preferences?  How often is a president’s policy position supported by roll call outcomes?  These measures, however, are a misleading gauge of presidential power – they are a better indicator of congressional power.  This is because how members of Congress vote on a nominee or legislative item is rarely influenced by anything a president does.  Although journalists (and political scientists) often focus on the legislative “endgame” to gauge presidential influence – will the President swing enough votes to get his preferred legislation enacted? – this mistakes an outcome with actual evidence of presidential influence.  Once we control for other factors – a member of Congress’ ideological and partisan leanings, the political leanings of her constituency, whether she’s up for reelection or not – we can usually predict how she will vote without needing to know much of anything about what the president wants.  (I am ignoring the importance of a president’s veto power for the moment.)

Despite the much publicized and celebrated instances of presidential arm-twisting during the legislative endgame, then, most legislative outcomes don’t depend on presidential lobbying.  But this is not to say that presidents lack influence.  Instead, the primary means by which presidents influence what Congress does is through their ability to determine the alternatives from which Congress must choose.  That is, presidential power is largely an exercise in agenda-setting – not arm-twisting.   And we see this in the Sotomayer nomination.  Barring a major scandal, she will almost certainly be confirmed to the Supreme Court whether Obama spends the confirmation hearings calling every Senator or instead spends the next few weeks ignoring the Senate debate in order to play Halo III on his Xbox.  That is, how senators decide to vote on Sotomayor will have almost nothing to do with Obama’s lobbying from here on in (or lack thereof).  His real influence has already occurred, in the decision to present Sotomayor as his nominee.

If we want to measure Obama’s “power”, then, we need to know what his real preference was and why he chose Sotomayor.  My guess – and it is only a guess – is that after conferring with leading Democrats and Republicans, he recognized the overriding practical political advantages accruing from choosing an Hispanic woman, with left-leaning credentials.  We cannot know if this would have been his ideal choice based on judicial philosophy alone, but presidents are never free to act on their ideal preferences.  Politics is the art of the possible. Whether Sotomayer is his first choice or not, however, her nomination is a reminder that the power of the presidency often resides in the president’s ability to dictate the alternatives from which Congress (or in this case the Senate) must choose.  Although Republicans will undoubtedly attack Sotomayor for her judicial “activism” (citing in particular her decisions regarding promotion and affirmative action), her comments regarding the importance of gender and ethnicity in influencing her decisions, and her views regarding whether appellate courts “make” policy, they run the risk of alienating Hispanic voters – an increasingly influential voting bloc (to the extent that one can view Hispanics as a voting bloc!)  I find it very hard to believe she will not be easily confirmed. In structuring the alternative before the Senate in this manner, then, Obama reveals an important aspect of presidential power that cannot be measured through legislative boxscores.

Of perhaps greater significance – not one of you predicted Sotomayor’s nomination, and thus no one is the recipient of an “It’s the Fundamentals, Stupid!” T-Shirt.  I am deeply, deeply disappointed in all of you.  If it were in my power, those diplomas that were handed out in the pouring rain would be rescinded.  What kind of an education did you pay for?  I’m shocked…SHOCKED!

ADDENDUM: Conor Shaw did, in fact, predict the Sotomayer nomination, and for precisely the right reasons, in my view (although he did try to slip in a second choice as well!)  My apologies to Conor for overlooking his victory.  He has singlehandedly restored my faith in the efficacy of a Middlebury College education!  Conor – send me your t-shirt size…

Who Should Obama Nominate to Replace Souter? – It’s Not Who You Think

Friday, May 15th, 2009

Who should Obama nominate to replace David Souter on the Supreme Court? In an earlier post, I hinted that political scientists have actually studied this question quite extensively, and their conclusions are not necessarily what one might expect.  Many political scientists believe there are compelling reasons why Obama ought to avoid nominating someone who is currently a sitting jurist, such as an appellate judge at the federal level, and instead should pick a politician – preferably someone who has a background in elected politics – as the next Supreme Court nominee.  It is a position that I share.

Why do I advocate nominating an elected politician rather than a “professional” jurist?  For reasons that my former Harvard colleague Gordon Silverstein cogently spells out in this recent TNR piece.  As Gordon argues, “While the instinct in choosing a justice for the highest court in the land is to find the most qualified judge or legal scholar, there is a powerful case to be made that the court very much needs an experienced elected official among its ranks. Someone with the appropriate legal experience who also has faced voters and listened to constituents, someone who has rounded up votes to pass legislation and has actually implemented policy, would bring to the bench an intimate knowledge and understanding of the American political system, its institutions, and how they actually work, on the ground, in the 21st century.”

A more politically-savvy court, Gordon argues, would provide at least three benefits. First, it would reduce the number of split-decisions the Court renders because politicians are adept at using compromise and bargaining to achieve consensus. That, in turn, would provide more legal “heft” to Court decisions.  Second, the Court’s decisions would be less likely to be cast in legal jargon centered on abstract theorizing and legal hair-splitting, and more likely to be expressed using easily accessible reasoning that the public understands. Third, justices would be more likely to understand the practical impact of their decisions, particularly as they pertain to implementation.

Gordon acknowledges that a Court dominated by politicians might exhibit weaknesses as well.  In areas involving fundamental constitutional issues, one could argue that the Court ought not to be rendering decisions arrived at through bargaining and compromise.  But this presumes that elected politicians are less capable than professional jurists in recognizing when such rights are at stake.  I’m not convinced this is the case.

Note that the highest Court wasn’t always dominated by legal professionals.  As David Yalof points out, of the 22 Supreme Court appointments made between 1937 and 1967, 12 of them went to individuals in the executive or legislative branches, as opposed to the judiciary. At least three other appointees were political insiders.  Beginning with Nixon, however, presidents have increasingly ignored practicing politicians when making nominations and instead tapped those from the professional judiciary who possess extensive legal training. By my count, of the 19 nominees to the Supreme Court dating back to 1969, almost every one has been a sitting appellate federal judge.

The trend toward nominating professional jurists accelerated in the 1980’s with the increased polarization of Congress, against the backdrop of divided government, and the growing role of interest groups on both sides of the ideological divide in the nominating process. The new, more contentious process was evident beginning with Reagan’s unsuccessful effort to place Robert Bork on the Court.  Yalof argues that the growth of the role of lawyers in the White House and the Justice Department has contributed to this trend as well, as they have provided much of the information on which presidents base their nomination choices. Lawyers, by instinct and training, prefer members of the legal profession.

The result is that Presidents are now encouraged to pick individuals with a strong legal background and relatively non-controversial opinions, rather than a politician who would make an easy target on partisan grounds alone but who, if Gordon is right, might bring real benefits to the Court.

The irony, as Yalof suggests, is that this shift in the type of nominee has made the Court less – not more – willing to defer to elected officials.  As a result, the Court is more likely to be embroiled in legal controversy, which in turn insures that nomination politics are still more controversial, and that the Court’s decisions will continue to be divisive.

Obama has a chance to reverse this trend by nominating an elected official or someone with a practical understanding of politics.  But will he do so?  Publicly, he has expressed agreement with those, such as our own Senator Patrick Leahy, who are pushing for a nominee from outside the “judicial monastery.”  The problem, however, is that Obama’s personal preference to pick someone who “understands that justice isn’t about some abstract legal theory,” is likely to collide with others’ desire to fill the position with someone meeting their own criteria.  Most importantly, as a Democrat facing a Democratically-controlled Senate, he will be under strong pressure to pick a left-leaning judge.  He also will face pressure from those pursuing their own brand of “identity” politics, in the form of a woman and/or Hispanic nominee.   This will make it difficult for Obama to pursue his own preferences, whatever they may be.  And, to date, Obama has shown little interest in spending political capital to change the way Washington works.

If news reports are credible, the short list of candidates is composed primarily, but not exclusively, of individuals who I would characterize as legal professionals.  A partial but by no means exhaustive list initially included Sonia Sotomayor, an Hispanic who currently sits on the U.S. Court of Appeals for the 2nd Circuit; Elena Kagan, the current Solicitor General and formerly dean of the Harvard Law School and Diane Wood, a judge on the 7th Circuit Court of Appeals.  In recent days, however, a couple of politicians, including Homeland Security chief Janet Napolitano and Michigan Gov. Jennifer Granholm, have made the media “possibility” list (as has California Supreme Court Justice Carlos Moreno.)    Of course, it is in the administration’s interest to selectively leak names to curry favor with interest groups, and to keep the media guessing.  Among this group, Kagan has perhaps the most inside connections, and the least visible judicial record.  In short, she fits the mold of recent appointees – smart, and lacking a controversial record of judicial opinions.  She would be the conservative choice and Obama, to date, has shown a propensity for taking the safe route.  However, it may not be the politically feasible choice, given pressure from liberals and Hispanics.

So, who will it be?  Will Obama actually push for real change when it comes to the Supreme Court, and opt for a politician? It is time to give away another “It’s the Fundamentals, Stupid” t-shirt. Send me your nominee, either in the comments section or directly by email.  In the case of ties, the earlier respondent wins.  As always, no wagering allowed, and employees of this blog cannot participate in the contest.